Preparing for SEC SBSR Reporting & CFTC Rules Rewrite

Mr. Kaplun is responsible for leading the expansion of the regulatory reporting capabilities in the Americas. Mr. Kaplun has deep expertise in OTC derivatives, G20 regulatory reporting and post trade services. Prior to joining IHS Markit, Mr. Kaplun spent 11 years at CME Group, most recently as Head of the North America Trade Repository business. In his early career at CME he worked in the data business focusing on data monetization, strategy, licensing and distribution. Mr. Kaplun holds a Bachelor’s in Business Administration and Master’s in International Business from the University of Florida

Nutty is a Senior Manager in EY’s Technology Consulting practice focused on Non-Financial regulatory reporting. He co-leads EY’s asset development to identify potential regulatory exposure in transaction reporting for 70+ reports across 12 regulators. Nutty has over 13 years of experience working directly with major investment banks, asset managers, and trade repositories, delivering strategic solutions focused on regulatory compliance, process efficiency, and operational transparency. He graduated with an Executive MBA from NYU Stern School of Business and B.Tech in Information Technology from Anna University, India. His primary focus areas include transaction reporting across CFTC, EMIR, MiFID II, MAS, ASIC, and Canadian reporting regulations. Before joining EY, he worked for a product company that built products for real-time reconciliations of listed derivatives and transaction reporting for the Dodd-Frank Act (CFTC Part 43 and CFTC Part 45).

Gavin Marcus 20+ years Financial Markets experience. Working with Financial Regulations since 2007. Currently Director Global Regulatory Reporting Sales for IHS Markit. Specialising in Selling Global Regulatory Trade and Transaction Reporting services. Prior to IHS Markit Gavin was a Sales consultant for Trax / MarketAxess focusing on Regulatory Reporting Trade and Transaction Reporting Solutions.