U.S. Regulatory Reporting Landscape — CFTC & SEC Trade Reporting Updates

Mr. Kaplun is responsible for leading the expansion of the regulatory reporting capabilities in the Americas. Mr. Kaplun has deep expertise in OTC derivatives, G20 regulatory reporting and post trade services. Prior to joining S&P Global, Mr. Kaplun spent 11 years at CME Group, most recently as Head of the North America Trade Repository business. In his early career at CME he worked in the data business focusing on data monetization, strategy, licensing and distribution. Mr. Kaplun holds a Bachelor’s in Business Administration and Master’s in International Business from the University of Florida.

Gavin Marcus 20+ years Financial Markets experience. Working with Financial Regulations since 2007. Currently Director Global Regulatory Reporting Sales for IHS Markit (now S&P Global). Specialising in Selling Global Regulatory Trade and Transaction Reporting services. Prior to S&P Global Gavin was a Sales consultant for Trax / MarketAxess focusing on Regulatory Reporting Trade and Transaction Reporting Solutions.

Tyler Gellasch is a leading capital markets policy expert whose opinions and insights are frequently sought by regulators, members of congress, market participants, and the press. Gellasch’s public service included five years as Counsel in the US Senate, as well as service as Counsel to then-new SEC Commissioner Kara M. Stein. In private practice, Gellasch has served as a general counsel of a boutique investment bank, as well as associate at Mayer Brown LLP and Morgan, Lewis & Bockius, LLP.Gellasch is also a Founder of Myrtle Makena, LLC, a consulting firm. Gellasch received his undergraduate degree from Case Western Reserve University. Both his juris doctor and master's degree in economics were awarded by Duke University.

Gregg Rapaport is a Managing Director of Strategy and New Business Development with The Depository Trust & Clearing Corporation (DTCC) where he is focused on solutions in the OTC Derivatives marketplace. Since joining DTCC in 2006, he has been actively involved in the design and implementation of the firm’s Trade Information Warehouse (TIW), including the current initiative to re-platform the service leveraging distributed ledger technology (blockchain). He has also been involved in delivering trade reporting solutions across various swap data reporting regimes via DTCC’s Global Trade Repository (GTR) service. Additionally, Gregg has worked closely with other infrastructure providers in the areas of confirmation, portfolio reconciliation, clearing, and static data in pursuit of standardization and consistency of process across the industry as well as has participated in several industry initiatives including, most recently, the IBOR transition. With almost 20 years of experience in OTC Derivatives, prior to DTCC, Gregg was a consultant to a broad range of service providers in the industry. Previously, he served as Director, North American Derivative Operations for Deutsche Bank and as Chief Administrative Officer of Mizuho Capital Markets, a market-maker of OTC Derivatives. He also served as a Senior Director of Global Trading Operations at Continental Bank in Chicago. Gregg started his career in 1983 at Ernst & Whinney, where he was a Senior Manager in their National Cash Management Consulting Group. Gregg graduated from the Wharton School of Finance and Commerce at the University of Pennsylvania in 1983. About DTCC With over 45 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry. From 21 locations around the world, DTCC, through its subsidiaries, automates, centralizes and standardizes the processing of financial transactions, mitigating risk, increasing transparency and driving efficiency for thousands of broker/dealers, custodian banks and asset managers. Industry owned and governed, the firm simplifies the complexities of clearing, settlement, asset servicing, data management, data reporting and information services across asset classes, bringing increased security and soundness to financial markets. In 2020, DTCC’s subsidiaries processed securities transactions valued at more than U.S. $2.3 quadrillion. Its depository provides custody and asset servicing for securities issues from 170 countries and territories valued at U.S. $73.5 trillion. DTCC’s Global Trade Repository service, through locally registered, licensed, or approved trade repositories, processes 15 billion messages annually. To learn more, please visit us at www.dtcc.com or connect with us on LinkedIn, Twitter, YouTube and Facebook.