THE LEADING COMPLIANCE PLATFORM FOR REGULATORY INTELLIGENCE
The foundation of our reporting technology is our Capptivate™ platform. Through this platform, our customers easily automate and submit their daily trades to comply with international financial transaction reporting obligations including:
- MiFID II: Transaction/Trade Reporting
- Best Execution analysis (RTS 27/28)
- EMIR Transaction Reporting
- ASIC Derivative Reporting
- Canadian Trade Reporting
- FinfraG Derivative Reporting
- SFTR Reporting
- Brexit Ready MiFID II & EMIR Reporting
Designed with a flexible architecture, Capptivate™ is built to offer customers a user-friendly compliance platform that provides access to instant insights based on trading data so that decision-makers can make informed data-driven decisions and monitor best execution practices. The platform easily scales to handle multiple regulation reporting and millions of daily trades. It then analyses all trades reported in combination with market data sourced from Refinitiv (formerly the Thomson Reuters Financial & Risk business) second by second, consolidated market data feeds across multiple asset classes and geographies and and calculates Best Execution analysis, to comply with MiFID II, RTS 27 & RTS 28.
HOW IT WORKS
- Trade information transfer
Client trade data is transferred to Capptivate™ via files or through direct connection to the client OMS/Reporting database. Capptivate™ is file format agnostic and supports input of numerous formats with data then normalized to a single date structure.
- Data enrichment and validation
The platform validates information for errors, enriches it with reference data and reformats it to meet the regulatory specifications.
- Trade reporting to TR or ARM
Capptivate™ is a multi-regulation platform and submits the files to the appropriate Trade Repository or ARM to be shared with the regulators.
- Trade monitoring and reconciliation
Through our analytics dashboard, Cappitech monitors the reporting status and provides feedback on the submission results. It also provides an audit trail for past reports to make the audit process a simple task.