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Cappitech's Platform

A single solution for all of your regulatory needs.

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Key Features

Transaction Reporting
Get a clear view of every report submission status and lifecycle.
Improved Accuracy
Benchmark your compliance KPIs against peers and learn how to rectify your transaction reporting rejections.
Improved Timeliness
Monitor the timeliness of your submissions and drill down into the details of late submissions to identify any underlying problems in your reporting process.
Best Execution Monitoring
Easily measure the quality of your executions (price, slippage and latency) against your personalised policy.
Delegated Reporting
Automate reporting submissions for your customers and provide them with reporting visibility through a dedicated read only dashboard that shows their data only.

Why Cappitech?

Our Benefits

technology
Innovative, Flexible Technology
Our scalable SaaS solution handles big data and efficiently automates regulatory reporting. For some of our customers, we handle volumes as high as 10m+ transactions daily.
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Single Reporting Hub
One point of contact for multiple jurisdictions reporting, monitoring, contracts and billing
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Remain Informed
Our intuitive, user-friendly dashboard provides the transparency you need to easily manage your transaction workflow and KPIs
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Lower cost of ownership
Significantly lower the cost of your transaction reporting and save time through automation and quick onboarding
integration
Seamless Integration
Across trading platforms, file types and formats
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100% Secure
Secured NPD and LEI masking
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Instant Insights
Drill down into compliance and market data to obtain actionable insights that impact your bottom line
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Deep domain expertise
Direct access to renowed regulatory experts that help access, support and implement reporting processes that go beyond technology

How it works?

1
Connect
Data collection from customer DB, file upload, MQ & API
2
Validate
Reports validated for eligibility & accuracy
3
Enrich
Reports enriched with static & dynamic data
4
Submit & Reconcile
Reports submitted to ARM/TR, monitored & reconciled

Architecture matters

Built with Compliance Managers in mind

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FTP/SFTP
(CSV/XML/FIX)

DB Access
(Pull)

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EMIR

MiFIR

SFTR

FinFrag

SEC

CFTC

Canadian Reporting

ASIC

MAS

HKMA

JFSA

Best Execution

 

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Trade Repository (TR)

Approved Reporting
Mechanism (ARM)

National Competent Authority (NCA)

 

Learn More

Blog

Overhauling regulatory reporting systems – a unique window of opportunity

           

Case Studies

Industry collaboration and vendor engagement for successful SFTR implementation

           

Video

Is your firm prepared for the CFTC Rewrite?

See why 500+ firms trust us with their regulatory reporting for CFTC. Watch this short video about our award-winning rep...

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