Perfectly reconcile transaction data for the entire regulatory submission process
Regulators require investment firms to conduct systematic reviews of their regulatory report submissions. This includes reconciling reports received by regulators to trade data.
Cappitech provides a three-way reconciliation solution to help firms with their compliance governance. Trade data is compared to transaction reports with line-by-line details of submissions to trades. Final XML reports received by the FCA reconciled to MiFIR submissions to comply with best practices of monitoring transaction reporting.