canadian

Canadian Derivative Reporting with Cappitech

Stress-Free Canadian Transaction Reporting for Brokers, Banks, Asset Managers and Corporates
Request a Demo

Automated Canadian Reporting with Cappitech

Our innovative, seamless and 100% accurate solution provides you with cloud-based Canadian reporting and validation. It easily connects with trade data to create compliant formatted files to automate your entire reporting process.  

Although similar to Dodd-Frank and other Derivative Reporting regulations, Canadian Transaction Reporting has unique characteristics that it introduced. Since going into effect, this regulation has become a complicated, expensive issue for brokers, banks, and fund companies alike. Cappitech’s experience providing solutions for Canadian and global transaction reporting regulations help firms easily comply with the requirements and reduce the day to day headaches with compliance.

How Cappitech Solves Your Canadian Reporting Obligations

Full automation of your daily transaction reports, sent to a licensed Trade Repository
Straightforward integration of your existing trade files and APIs
Enrichment of product codes, counterparty LEIs and UTI generation
Intuitive dashboard gives you in-depth insights into ongoing reporting
Experienced professional services team, providing expert advice on instrument reporting eligibility
GAP analysis to review your product scope
Lowered cost of both your reporting expenses and overall cost of ownership
Fully secure, encrypted and segregated file upload system

How Cappitech’s Solution Works

1
Connect
Connect to your trade data - via push of trade files to sFTP, API integration or pull from DB
2
Validate
Data is validated to check for errors and filter out trades not under scope
3
Enrich
Reports are enriched with UTI, counterparty and other product information
4
Review
Report is submitted to the relevant Trade Repository with messages available to review on the web dashboard

See it in action

Canada_platform
Automate and monitor your reporting with our multi-regulation platform, a single platform for all your transaction reporting needs. From a single dashboard you can get a visual status overview of your reported trades and review complete transaction lifecycles. Use our sophisticated filtering and search functionality to easily investigate individual trade submissions.
Canada_insights
Monitor the timeliness of your reporting and drill down into the details of late submissions to identify any underlying problems in your reporting process.
canada_reject
Gain insights into your transaction reporting; improve KPIs on accuracy, completeness and timeliness of your submissions. Monitor and improve your rejection rates by viewing the top reasons for rejections. Historical reports for rejected trades can be viewed and analysed, enabling firms to improve their reporting.

Learn More

Survey and Reports

10 Best Practices for Compliance KPI Management

The Simple Way to Compliance Excellence Wouldn’t you like to use your trading data to help grow your business and impr...

Buying RegTech Software? Don’t underestimate the value of these two things

Thoughts on the market rout, compliance and working from home

More Compliance Solutions