Key Features
Why Cappitech?
Our Benefits
Innovative, Flexible Technology
Our scalable SaaS solution handles big data and efficiently automates regulatory reporting. For some of our customers, we handle volumes as high as 10m+ transactions daily.
Single Reporting Hub
One point of contact for multiple jurisdictions reporting, monitoring, contracts and billing
Remain Informed
Our intuitive, user-friendly dashboard provides the transparency you need to easily manage your transaction workflow and KPIs
Lower cost of ownership
Significantly lower the cost of your transaction reporting and save time through automation and quick onboarding
Seamless Integration
Across trading platforms, file types and formats
100% Secure
Secured NPD and LEI masking
Instant Insights
Drill down into compliance and market data to obtain actionable insights that impact your bottom line
Deep domain expertise
Direct access to renowed regulatory experts that help access, support and implement reporting processes that go beyond technology
How it works?
1
Connect
Data collection from customer DB, file upload, MQ & API
2
Validate
Reports validated for eligibility & accuracy
3
Enrich
Reports enriched with static & dynamic data
4
Submit & Reconcile
Reports submitted to ARM/TR, monitored & reconciled
Architecture matters
Built with Compliance Managers in mind
FTP/SFTP
(CSV/XML/FIX)
DB Access
(Pull)
EMIR
MiFIR
SFTR
FinFrag
SEC
CFTC
Canadian Reporting
ASIC
MAS
HKMA
JFSA
Best Execution
Trade Repository (TR)
Approved Reporting
Mechanism (ARM)
National Competent Authority (NCA)
