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Cappitech’s Platform

All Your Regulatory Needs, All In One Place

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Key Features

Transaction Reporting
Get a clear view of every report submission status and lifecycle.
Insights (Accuracy)
Improve your reporting accuracy, benchmark your compliance KPIs against peers and get helpful tips on how to rectify your transaction reporting rejections.
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Insights (Timeliness)
Monitor the timeliness of your submissions and drilldown into the details of late submissions to identify any underlying problems in your reporting process.
Best Execution Monitoring
Easily measure the quality of your executions (price, slippage and latency) against your personalised policy.
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Delegated Reporting
Automate reporting submissions for your clients.

Why Cappitech?

Our Benefits

technology
Innovative, Flexible Technology
Scalable, SaaS solution. We handle big data and efficiently automate regulatory reporting. Some of our clients report volumes as high as 10m transactions daily.
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Single Reporting Hub
One point of contact for multiple jurisdictions, monitoring, contracts and billing
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Remain Informed
Our intuitive, user-friendly dashboard gives you the transparency you need to easily manage your transaction workflow and KPIs
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Lower cost of ownership
Significantly lower the cost of your transaction reporting and save time through automation and quick onboarding
integration
Seamless Integration
Across trading platforms, file types and formats
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100% Secure
Secured NPD and LEI masking
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Instant Insights
Drill down into compliance and market data to obtain actionable insights that impact your bottom line
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Deep domain expertise
Our regulatory experts help monitor your reporting & quickly fix reporting issues

How it works?

1
Connect
Data collection from customer DB, file upload or API
2
Validate
Reports validated for eligibility & field content
3
Enrich
Reports enriched with static & dynamic data
4
Submit
Reports submitted to ARM/TR & monitored on dashboard

Architecture matters

Built with Compliance Managers in mind

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FTP/SFTP
(CSV/XML/FIX)

DB Access
(Pull)

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EMIR

MiFIR

Best Execution

RTS 27/8

SFTR

ASIC

MAS

Canadian Reporting

FinFrag

DoddFrank

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Trade Repository (TR)

Approved Reporting
Mechanism (ARM)

National Competent Authority (NCA)

Learn More

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