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Case Studies

Untangling Manual Fixes to MiFID II Reporting Requirements

Regulatory burdens for European asset managers have increased with MiFID II, leading to time-consuming manual process. Cappitech worked with a UK...

Survey and Reports

EMIR & MiFID II: Common Regulatory Reporting Problems & How to Solve Them

Are you making these 8 common reporting errors? At Cappitech, we provide regulatory reporting for over 100 financial services firms. Many of our ...

Cappitech ASIC brochure
Brochures

Cappitech ASIC Derivative Reporting Brochure

At Cappitech, we make it simple for Australian brokers, banks and buy-side firms to submit ASIC Derivative Reports to Trade Respositories. Downlo...

MiFID II & EMIR Reporting
Webinars

MiFID II & EMIR Reporting for the Buyside – Do’s and Don’ts

This joint webinar with AIMA reviews a number of errors and reporting problems fund companies face in their day to day transaction reporting. The...

Webinars

What are Your Reporting Obligations Under SFTR?

Industry experts share SFTR insights. As SFTR is a new regulation, there are many questions on how and what to report under this regime. Listen t...

Webinars

MAS OTC Derivative Reporting

MAS Reporting Made Simple. Singapore’s MAS Derivative Reporting is set to expand the companies under scope that will become obligated to st...

Webinars

OPENING PANDORA’S BOX: MIFID II’s RTS 28 REPORTS

Juicy Insights from Recently Published RTS 28 Reports While 2017 RTS 28 report publications were completed on a best efforts basis, for the first...

Webinars

MiFID II for the Buy Side: What’s in it For You?

Capitalise on your trading data required for compliance. Are you investing time and resources into complying with MiFID II and seeing little ROI?...

Webinars

Is Your MiFID II Reporting Ready for the Challenges of 2019?

Prepare for the major upcoming regulatory changes. With many regulatory changes on the horizon, one of the most pressing questions is what the fu...

Webinars

MiFID II: 10 Common Reporting Errors & How to Solve Them

Improve your MiFID II Reporting with these 10 insights. With two years of MiFID II under way, there is a lot we can learn about what are the comm...

Video

LAST CALL FOR SMCR COMPLIANCE WORKING GROUPS

Finance Magnates London Summit 2019, Compliance Track organised by Cappitech Staying ahead of ever-changing regulations and adapting business ope...

Video

MIFID II MATURES COMPLIANCE WORKING GROUPS 1

While MiFID II/MiFIR have been the cornerstone of the EU’s regulation of financial markets, making them more efficient and transparent, bro...

Video

Cappitech discussing technology trends in fintech

Ronen Kertis, CEO of Cappitech, discusses top three technology trends in post trade reporting sector such as cloud computing, blockchain and big ...

Video

EMIR Reporting Outsourcing vs In-House Solution

When dealing with EMIR reporting, compliance officers are faced with the dilemma of building an in-house solution or purchasing an existing and p...

Survey and Reports

SFTR Pre-Implementation Report

SFT industry not ready for SFTR implementation. Recently, Cappitech conducted a survey of securities financing market participants to help establ...

Survey and Reports

10 Best Practices for Compliance KPI Management

The Simple Way to Compliance Excellence Wouldn’t you like to use your trading data to help grow your business and improve returns? Download the...

Survey and Reports

Preparing for Delegated Reporting Changes After Brexit

Get your MIFID II & EMIR reporting Brexit Ready. With the additional stress of Brexit, compliance managers are tasked with understanding the...

Survey and Reports

A Practical Guide to SFTR Reporting

Get a head start on SFTR regulation Once SFTR is phased in, investment firms and credit unions will be required to report on day one, while othe...

Survey and Reports

Second Annual MiFID II & Best Execution Industry Survey

Survey finds firms still not fully comfortable with MiFID II reporting requirements. The new Cappitech industry survey reveals that nearly two ye...

Survey and Reports

The Essential Guide to RTS 27 Reporting

Learn how to become RTS 27 compliant today! With MiFID II under way, financial organizations are now focusing their attention on the directives b...

Survey and Reports

MiFID II & Best Execution Survey

Get compliance insights straight from your peers. Cappitech conducted an industry survey to assess the extent to which financial services organis...

MiFID II & EMIR Reporting
Case Studies

Vendor Switching Made Easy With Cappitech

Global asset manager automates their MiFID II regulatory reporting Cappitech helped Cambridge Strategy/Mesirow Financial easily switch from their...

Infographic

MiFID II & Best Execution Industry Survey

Learn how your peers are coping with MiFID II This new survey reveals that large numbers of market participants continue to struggle with their t...

Infographic

A Look Into Asset Managers’ Top Brokers and Execution Venues

Your Data. Our Intelligence. Based on Cappitech’s analysis of the top 100 Asset Managers in Europe and the UK, you can easily access insights...

Infographic

SFTR in a Nutshell

Stay ahead of the next regulatory challenge The pace of regulatory change shows no signs of slowing down as SFTR hits the financial services indu...

Brochures

Cappitech SFTR Transaction Reporting

The most comprehensive SFTR reporting solution in the industry Firms subject to SFTR, a regulation that comes into effect in April 2020, will be ...

Brochures

Cappitech Best Execution Monitoring

Improve Your Execution Quality Cappitech provides an efficient way for firms to comply with best execution, comparing transaction data with their...

Brochures

Cappitech MAS Derivative Reporting

MAS Reporting Made Easy Cappitech provides an efficient way for firms to comply with MAS regulation.  Whether your firm is already reporting to...

Brochures

Cappitech RTS 28 Market Intelligence – Buy Side

Your Data. Our Intelligence. As an asset manager or risk manager, you can use Cappitech’s RTS 28 Market Intelligence in your continuous and ong...

Brochures

Cappitech RTS 28 Market Intelligence – Sell Side

Your Data. Our Intelligence. As an bank or broker, you can use Cappitech’s RTS 28 Market Intelligence to gain an in-depth analysis of the ind...

Brochures

Cappitech Insights

Your Data. Our Insights. Cappitech Insights enables compliance teams and risk managers to gain a competitive advantage by improving regulatory re...

Video

Compliance KPIs on the Cappitech Dashboard

Learn how you can track and review your compliance performance and KPIs, monitor improvement trends and benchmark your performance against your p...

Brochures

Cappitech Reconciliation Brochure

Automate your reconciliation process and derive real business value. Under MiFID II, reconciliation is mandatory. But reconciling does not need t...