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Webinars

EMIR REFIT – A Drill Down on the New Standards

Listen to our panel of experts as they discuss the key changes to submission formats, position vs trade reporting, asset class specific chan...

Brochures

EMIR Refit Guidelines

With an expected H2 2024 go-live for the EMIR REFIT and subsequent six-month deadline to align existing positions to the new report formats,...

Brochures

Trade Reconciliation for APAC Derivative Reporting – Why it’s Crucial Now

With regulatory reporting requirements changing over the next few years in the APAC region, the importance of a trusted partner who can prov...

Brochures

A Better Solution to Your FPPA Reg Reporting

Discover our PPA reporting solutions and how they include the review of FPPA terms and converting them into regulatory reporting fields, sub...

Brochures

ASIC Derivative Reporting for CFD Brokers in Australia

As a leader in CFD broker reporting our award winning solution integrates effortlessly with industry trading platforms and permits us to aut...

Survey and Reports

Essential Guide for the CFTC rules rewrite

2022 is shaping up to be a busy year for U.S. trade reporting. The CFTC rewrite is set for its Phase 1 implementation on December 5, 2022 an...

Survey and Reports

EMIR REFIT Survey Results

Read our recent survey results carried out jointly with WatersTechnology about the impact the EMIR REFIT is having on industry peers. Find o...

emir refit
Brochures

EMIR REFIT – Key Challenges and How to Solve them

EMIR Refit will mandate that significant changes will be made to the way investment firms currently report their derivatives transactions to...

Brochures

Navigating the Shifting Regulatory Landscape

As the burden of regulatory compliance becomes more costly and complex around the world, we deliver to our clients an all-in-one, best-in-cl...

Webinars

CFTC & SEC Trade Reporting Updates

Listen to our panel of experts as they discuss the evolving U.S. trade reporting landscape in light of the CFTC rewrite, SBSR implementation...

Survey and Reports

Cross Jurisdiction Matrix

The cross jurisdiction matrix outlines 10 of the main characteristics per region our Global Regulatory Reporting Solutions team supports. It...

4th Annual Regulatory Reporting Survey
Survey and Reports

4th Annual Global Regulatory Reporting Survey

See results of IHS Markit’s fourth annual regulatory reporting survey. The survey examines 90 buy and sell-side companies. It identifi...

Video

Is your firm prepared for the CFTC Rewrite?

See why 500+ firms trust us with their regulatory reporting for CFTC. Watch this short video about our award-winning reporting solution. doc...

Case Studies

Industry collaboration and vendor engagement for successful SFTR implementation

Successful go live For eSecLending, Day 1 expectations were high. Gratifyingly, it was very successful with a high percentage of matching f...

EMIR REFIT Webinar 2021
Webinars

EMIR REFIT Questions and Changes

The next update to EMIR’s reporting format arrives in 2023 with the implementations of new technical standards under REFIT. In this webina...

Webinars

CFTC & SEC Trade Reporting Changes – The Road Ahead

Listen to our industry experts who discuss the technical, operational and business impacts of the CFTC rewrite for both SEC SBSR reporting a...

Brochures

2021 Reporting Errors Brochure

We can strive to achieve perfect reporting, but errors are a part of life. Companies add new products and funds, staff turns over, and regul...

Video

Global Regulatory Reporting Solutions

See why 500+ firms trust us with their regulatory reporting for regimes such as EMIR, MiFID, SFTR, CFTC, MAS and more. Watch this short vide...

Survey and Reports

SFTR Post Implementation Survey

SFTR Inspires Firms to Consolidate Processes for Regulatory Reporting Regimes IHS Markit and Pirum Systems recently published the findings ...

Webinars

MIFID II is Three Years Old. What We’ve Learned and Where’s it Headed? Webinar

In this joint IHS Markit & Duff & Phelps (Rebranded as Kroll in June 2021) webinar, we will review a number of errors and reporting ...

Webinars

Preparing for SEC SBSR Reporting & CFTC Rules Rewrite Webinar

Listen to regulatory reporting experts from EY and IHS Markit to learn more about the upcoming US reporting changes. Through a fireside chat...

Webinars

MAS OTC Derivative Reporting: The Final Sprint

The last phase of MAS OTC Derivative Transaction Reporting in Singapore takes effect on 1st October 2021. Listen to our joint webinar with D...

Brochures

ASIC Derivative Reporting

ASIC (Australian Securities and Investments Commission) regulatory reporting requirements have been evolving since go-live in 2013. Under AS...

Survey and Reports

Data Harmonization and Regulatory Reporting – The Holy Grail?

2021 is already shaping up to be a transformative year for regulatory trade and transaction reporting. With Dodd-Frank reporting hitting the...

Brochures

2021 October 1 MAS OTC Derivative Reporting final phase – Are you ready?

The MAS OTC Derivative Reporting final phase will commence on 1 October 2021. All Capital Market Services License (CMSL) holder and Signific...

Brochures

Build vs Buy

With the constant introduction of new regulations for financial organizations to comply with and the frequent updating of existing regulatio...

Webinars

2021 MAS OTC Derivative Reporting: Preparing for the final phase

The last phase of MAS OTC Derivative Transaction Reporting in Singapore takes effect on 1 October 2021. In this webinar we discussed the rep...

Webinars

Compliance in 2021, what your peers are focused on

After a challenging 2020, in this webinar we speak with industry insiders to learn how they approached compliance in 2020 and what they are ...

Webinars

EMIR: Present & Future

EMIR has seen some significant changes in 2020 and we expect to see further iterations to the regulation coming in the future. During this w...

Case Studies

Untangling Manual Fixes to MiFID II Reporting Requirements

The Cappitech Solution Cappitech offers a customised, software-as-a-service (SaaS) offering. This means that once the upfront customisation ...

Case Studies

Vendor Switching Made Easy with Cappitech

The Solution The Cappitech platform seamlessly connects with trade reports from trading platforms such as EMSs and OMSs, and also supports o...

Webinars

Brexit – the Final Chapter: What is Going to Happen to Financial Services?

As the end of the Brexit Transition Period draws near, questions are still being raised about what will happen to financial services. Listen...

Survey and Reports

Regulatory reporting tools for Financial Services

Are you looking to improve your regulatory reporting?  Is your transaction reporting process a mess? Growing regulatory demand calls for a ...

Survey and Reports

The Essential Guide to MAS OTC Derivative Reporting

Learn how to become MAS compliant today! Put into effect in 2016, the MAS regulation entered its second phase in October 2019 which increase...

Case Studies

Reporting Accurately as Regulation Evolves

The Cappitech Solution Step 1 – Review & Healthcheck To support Darwinex, Cappitech initially provided a free review of their exis...

Video

WealthTech Talks – In conversation with Ronen Kertis, CEO Cappitech

Ronen Kertis, CEO of Cappitech speaks to Stephen Wall from The WealthMosaic in their ‘WealthTech Talks: In conversation with’ series.Dur...

Survey and Reports

EMIR & MiFID II: Common Regulatory Reporting Problems & How to Solve Them

Are you making these 8 common reporting errors? At Cappitech, we provide regulatory reporting for over 100 financial services firms. Many of...

MiFID II & EMIR Reporting
Webinars

MiFID II & EMIR Reporting for the Buyside – Do’s and Don’ts

This joint webinar with AIMA reviews a number of errors and reporting problems fund companies face in their day to day transaction reporting...

Webinars

What are Your Reporting Obligations Under SFTR?

Industry experts share SFTR insights. As SFTR is a new regulation, there are many questions on how and what to report under this regime. Lis...

Webinars

MAS OTC Derivative Reporting

MAS Reporting Made Simple. Singapore’s MAS Derivative Reporting is set to expand the companies under scope that will become obligated ...

Webinars

OPENING PANDORA’S BOX: MIFID II’s RTS 28 REPORTS

Juicy Insights from Recently Published RTS 28 Reports While 2017 RTS 28 report publications were completed on a best efforts basis, for the ...

Webinars

MiFID II for the Buy Side: What’s in it For You?

Capitalise on your trading data required for compliance. Are you investing time and resources into complying with MiFID II and seeing little...

Webinars

Is Your MiFID II Reporting Ready for the Challenges of 2019?

Prepare for the major upcoming regulatory changes. With many regulatory changes on the horizon, one of the most pressing questions is what t...

Webinars

MiFID II: 10 Common Reporting Errors & How to Solve Them

Improve your MiFID II Reporting with these 10 insights. With two years of MiFID II under way, there is a lot we can learn about what are the...

Video

LAST CALL FOR SMCR COMPLIANCE WORKING GROUPS

Finance Magnates London Summit 2019, Compliance Track organised by Cappitech Staying ahead of ever-changing regulations and adapting busines...

Video

MIFID II MATURES COMPLIANCE WORKING GROUPS 1

While MiFID II/MiFIR have been the cornerstone of the EU’s regulation of financial markets, making them more efficient and transparent...

Video

Cappitech discussing technology trends in fintech

Ronen Kertis, CEO of Cappitech, discusses top three technology trends in post trade reporting sector such as cloud computing, blockchain and...

Video

EMIR Reporting Outsourcing vs In-House Solution

When dealing with EMIR reporting, compliance officers are faced with the dilemma of building an in-house solution or purchasing an existing ...

Survey and Reports

10 Best Practices for Compliance KPI Management

The Simple Way to Compliance Excellence Wouldn’t you like to use your trading data to help grow your business and improve returns? Downloa...

Survey and Reports

A Practical Guide to SFTR Reporting

Get a head start on SFTR regulation Once SFTR is phased in, investment firms and credit unions will be required to report on day one, while...

Video

Compliance KPIs on the Cappitech Dashboard

Learn how you can track and review your compliance performance and KPIs, monitor improvement trends and benchmark your performance against y...

Brochures

Cappitech Reconciliation Brochure

Automate your reconciliation process and derive real business value. Under MiFID II, reconciliation is mandatory. But reconciling does not n...