sftr

SFTR Derivative Reporting with Cappitech

Headache-Free SFTR Transaction Reporting for Banks, Brokers, Asset Managers and Corporates
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Hassle-Free SFTR Reporting with Cappitech

We remove your SFTR reporting headaches, all while keeping you compliant. Providing an end-to-end platform and smooth process, you can upload trade and loan data, and see it automatically enriched with UTI and product details. It’s then seamlessly submitted to a TR – all without any manual interaction.

 

Post-April 2020, EU firms will be required to submit daily reports for their Securities Financing Transactions. Covering Repos, Buy-Sell Back trades, Securities Lending and Margin Lending (currently exempt from MIFIR and EMIR reports), SFTR reports have to be submitted in XML ISO 20022 format.

 

Join market leaders like IHS Markit, who chose to partner with Cappitech to help power their SFTR compliance. Automate and streamline your transaction reporting to TRs, post STFR implementation.

How Cappitech Solves Your ASIC Reporting Obligations

Automates your daily transaction reports to an ESMA licensed TR
Pre and post-trade report matching and pairing of UTIs and submission details
Validates both pre- and post-trades, with UTI creation
Conversion of files formats to SFTR-required XML ISO 20022 format
Option to provide delegated reporting of bilateral trades with client counterparties
Regulatory dashboard for easy ongoing reporting governance
Secure integration features including encrypted and segregated file upload system

How Cappitech’s Solution Works

1
Connect
Connect to your trade data - via push of trade files to sFTP, API integration or pull from DB
2
Validate
Data is validated to check for errors and filter out trades not under scope
3
Enrich
Reports are enriched with UTI, counterparty and other product information
4
Review
Report is submitted to the relevant Trade Repository with messages available to review on the web dashboard

See it in action

SFTR_platform
Automate and monitor your reporting with our multi-regulation platform, a single platform for all your transaction reporting needs. From a single dashboard you can get a visual status overview of your reported trades and review complete transaction lifecycles. Use our sophisticated filtering and search functionality to easily investigate individual trade submissions.
SFTR_insights_Late
Monitor the timeliness of your reporting and drill down into the details of late submissions to identify any underlying problems in your reporting process.
SFTR_insights_EMIR
Gain insights into your transaction reporting; improve KPIs on accuracy, completeness and timeliness of your submissions. Monitor and improve your rejection rates by viewing the top reasons for rejections. Historical reports for rejected trades can be viewed and analysed, enabling firms to improve their reporting.
SFTR_and EMIR
From a single dashboard you can access information on underlying entities you are reporting for and gain actionable insights. If required, you can grant your delegated counterparties access to a designated dashboard where they can monitor and manage their reporting obligation.

Learn More

Survey and Reports

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