asic

ASIC Derivative Reporting with Cappitech

Automated Transaction Reporting for Brokers, Banks, Asset Managers and Corporates
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ASIC Reporting with Cappitech

Cappitech’s 100% accurate platform provides you with seamless, automated ASIC reporting, allowing you to easily connect with trade data to create ASIC compliant formatted files. It gives you simple, headache-free ASIC reporting – just how it should be.  

From the moment it came into effect in 2015, ASIC reporting has become a massive and expensive problem for brokers, banks, and fund companies alike. Retail FX and CFD brokers, asset managers and banks suddenly needed to comply with complex – and budget draining – new reporting rules.

How Cappitech Solves Your ASIC Reporting Obligations

Automates your everyday transaction reports direct to a licensed Trade Repository
Hassle-free integration of your existing, multi-format trade data files and APIs
Presents all information via regulatory dashboard for ongoing in-depth reporting governance analysis and overview
GAP analysis to review product scope
Cuts your reporting expenses and overall cost of ownership
Securely integrate your files via encrypted and segregated file upload system
Access highly experienced professional team for reporting success, advising on instrument reporting eligibility and regulatory rules

How Cappitech’s Solution Works

1
Connect
Connect to your trade data - either upload files or integrate with your API
2
Validate
Data is validated to check for errors and filter out trades not under scope
3
Enrich
Reports are enriched with UTI, counterparty and other product information
4
Review
Report is submitted to the relevant Trade Repository with messages available to review on the web dashboard

See it in action

Asic_platform
Automate and monitor your reporting with our multi-regulation platform, a single platform for all your transaction reporting needs. From a single dashboard you can get a visual status overview of your reported trades and review complete transaction lifecycles. Use our sophisticated filtering and search functionality to easily investigate individual trade submissions.
Asic_insights
Gain insights into your transaction reporting; improve KPIs on accuracy, completeness and timeliness of your submissions. Monitor and improve your rejection rates by viewing the top reasons for rejections. Historical reports for rejected trades can be viewed and analysed, enabling firms to improve their reporting.

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