Innovative Compliance Solutions

Smarter, 100% Accurate Regulatory Reporting
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Future-Proof Compliance that Evolves Alongside Regulations

Compliance keeps evolving with ever-changing nuances – making it hard to keep up to date with any changes, and impossible to quickly implement them. Between rendering your regulations obsolete and the crippling cost of non-compliance (financial, reputational and operational), you can’t afford to not future-proof your compliance processes.

Our innovative, smart solution combines multi-jurisdiction and multi-regulatory data all in one place: you can easily and cost-effectively manage all of your regulatory needs, while gaining high-level, deeper business insights – and beyond.

 

The Benefits of Our Platform:

automation

Automation

Make compliance manager’s role more analytical with accurate, timely and 100% correct reporting. There’s no more tactical preparation of reporting needed.

 

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Operational excellence

Enjoy accurate, timely, self-sufficient reporting, with our expert team casting a watchful eye over everything to make sure nothing falls between the cracks!

 

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Savings in Cost and Time

Save up to 70% on overheads and fees by outsourcing your reporting: our lower costs and faster onboarding means our clients receive top-tier service for significantly less expense.

 

technology

Innovative Technology

A single platform for transaction reporting, Best Execution analysis, monitoring, and advanced analytics on one intuitive GUI to cover all jurisdictions, asset classes and instruments.

 

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Technologically Advanced

Reporting process is fully automated, easing the compliance burden and operational risks.

We apply our customisable logic that is easily incorporated with customer-specific plug-ins without the requirement for customers to write to our specifications.

Have the power to manage, process and analyse large quantities of data. Our serverless solution, built using the agile methodology, scales to allow for increased numbers of transactions and customers and for processing spikes during the day.

 

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Transaction & regulatory reporting:

MIFID II/MiFIR

Our innovative solution reduces your reporting headaches and errors while lowering the costs of MiFID II compliance. We offer full MiFID II compliance from our automated platform, as well as providing instant insights based on trading data to help you improve your compliance and your bottom line.

 

EMIR

We simplify your compliance burden and automate the complex creation of EMIR regulation formatted files and submit them to the TR on your behalf, all at a fraction of the cost.

 

SFTR

We remove your SFTR reporting headaches, all while keeping you compliant. Providing an end-to-end platform and smooth process, you can upload trade and loan data, and see it automatically enriched with UTI and product details. It’s then seamlessly submitted to a TR – all without any manual interaction.

 

MAS

We keep you compliant with MAS regulation, allowing seamless, accurate daily compliance reporting and tracking. Investment firms, banks, asset managers and brokers rely on us to automate their transaction reporting and remain compliant without any headaches or human errors.

 

ASIC

Our platform provides you with seamless, automated ASIC reporting, allowing you to easily connect with trade data to create ASIC compliant formatted files. It gives you simple, headache-free ASIC reporting – just how it should be.

 

JFSA

Let us help you with the upcoming JFSA reporting changes and provide you with the peace of mind you need.

HKMA

S&P Global will keep you compliant with the HKMA regulatory reporting, allowing seamless, accurate daily compliance reporting and tracking.

SEC/CFTC

S&P Global can provide you with the reporting technology and expertise you need to comply with your SEC SBS and CFTC reporting requirements.

Canada

We provide solutions for Canadian and global transaction reporting regulations enabling easy compliance with the regulation while reducing the day to day headache of Canadian Derivative Reporting.

 

FinFrag

We provide an easy way to comply with FinFrag transaction reporting that was put into effect by the Swiss Financial Market Infrastructure Act. The regulation requires Swiss counterparties to provide daily reports of their derivative trades.

 

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"Given IHS Markit's experience in the securities finance industry, the positive experience we've had on SFTR and the investments they have been making in supporting OTC derivatives reporting regimes, we are excited to see the further innovations IHS Markit will deliver in the transaction reporting space."
Ed Oliver
Managing Director Product Development at eSecLending.
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"Cappitech makes it simple for us to report to multiple jurisdictions, with their easy one-stop reporting for multiple regulations. As a global multi-asset investment platform that trades huge volumes daily, we were looking for a vendor with a robust and mature compliance platform. Cappitech made our onboarding process as efficient as possible. We are pleased to partner with Cappitech and look forward to working with them as our business continues to grow both in terms of volumes and global reach."
Ronen Assia
Co-Founder and Chief Product Officer at eToro.
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"Through Cappitech and Trax’s cooperation, we have been able to automate our MiFID II reporting to the Central Bank of Ireland. The solution also provides us with an easy to use portal to review reports and messages from the ARM and NCA."
Ian Webb
Head of Compliance at AvaTrade
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"As a new trading entity it was important we were fully compliant for reporting from the outset. Cappitech’s winning combination of innovative technology and regulatory experts, enabled us to start reporting in 4 weeks from our first meeting with Cappitech. Great technology and super-professional team. Thank you Cappitech."
Greg Bryce
CEO Binary Capital
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"Thanks Nick and the Cappitech team. This process has been extremely efficient and painless. Only 4 weeks from signing the contract to fully compliant. Thank You"
Laurence Crosby
Chief Risk Officer, Destek Markets
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"As a fintech company ourselves, it was important to work with a company that understands technology and regulation to help handle our EMIR reporting needs. Cappitech met those goals and allows us to efficiently handle both AlphaFX's EMIR requirements and delegated reporting for our customers."
James Lindley
Head of Trading, Alpha FX Group Plc
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"Working with Cappitech was so refreshing. After having significant reporting issues with other vendors, we turned to Cappitech who managed to get our reporting live within weeks. Thanks to their market knowledge and understanding of the instruments traded, and high level of professionalism, we continue to accurately meet our compliance obligation in a hassle free, automated way."
Matthew Roberts
Sr. VP, Sr. Operations Associate Mesirow Financial
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"Cappitech’s professionalism, expertise in regulation and innovative technology makes them the ideal partner to our client base of banks and buyside firms. Together, these firms can seamlessly access our integrated technologies that cover workflow collaboration and regulatory compliance without having to switch platforms. It is always a pleasure to collaborate with such a responsive, smart team."
Roy Saadon
CEO AccessFintech
CIMD (1)
"With Cappitech we can dedicate ourselves to what matters - making our business grow. Thanks to Cappitech we have internally freed ourselves from a tremendous reporting workload while doing so at a very competitive price, and with the best technology. We love the dashboards!"
Zeida Nodal
Digital Manager, CIMD SV
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"We were able to migrate to Cappitech using their well-practiced onboarding process along with a dedicated account manager that guided the process every step of the way. We are very happy to have a vendor who proactively checks our reporting, highlighting issues to make sure our reporting is accurate as well as future proofed for any new changes to the regulation. I highly recommend Cappitech for their reporting technology, regulatory knowledge and personal touch. "
Juan Colón
CEO at Darwinex
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"Re the migration, in a single word the experience working with Cappitech was excellent. Alex is a real credit to your organisation – professional, detailed, attentive and a pleasure to deal with. Having experience with Axi’s Trade Reporting engagement with another vendor, the difference was like chalk (crumbly and nearly not usable) and cheese (Beaufort d’Ete)"
Peter Donaghy
Contractor - Senior BI Developer at AxiCorp Financial Services
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"Nearwater Capital, being a leading provider of financing sponsors for risk retention, needed a solution for our, and our clients’ SFTR reporting requirements. We spoke with several potential providers, but found that IHS Markit was the best solution for us and our clients. Not only did IHS Markit on-board us and fulfil our reporting obligation really quickly, we were really impressed with the regulatory reporting knowledge. We could not recommend IHS Markit for SFTR reporting and highly and without reservation. "
James Peterson
Managing Partner Nearwater Capital
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"Delegated reporting via IHS Markit has allowed us to grow our business. Today, it’s a pre-requisite to doing business and doing it well is a differentiator. IHS Markit had a very professional, honest and engaged approach with excellent customer service and an effective and user-friendly product that was also cost effective. Additional elements such as the user-friendly and intuitive dashboard have been particularly valuable, especially as we can see and download information per client."
Ronny Feiereisen
Managing Partner, Head of Sales