What we do
Cappitech uses its proprietary regulation technology to make it easier and cost effective for financial institutions to comply with MiFID II, EMIR, ASIC, Best Execution and other compliance obligations. Through Capptivate™, our cross-regulation platform, brokers, banks, asset managers and corporates report millions of trades a day to comply with these regulations as well as use this trading data to gain visibility into their organizations and make informed business decisions.
We believe that our customers should focus on their core business objectives while leaving the heavy compliance burden to us. The Cappitech technology is designed to take care of the daily operational tasks so that financial institutions and compliance officers can move from focusing on regulatory operations to regulatory oversight.
Using our regulatory know-how and years of experience in the financial services industry we have created an easy way for organizations to fulfill their compliance obligations. Whether it is understanding the complexities around a certain regulation or knowing how different financial entities need to comply, our regulatory knowledge guides customers throughout the compliance journey. Our Professional services team supports every stage of the compliance process. This team of industry experts is well versed in the day-to-day operations of reporting and helps ease the sometimes daunting process of regulatory reporting for customers.
INDUSTRY LEADING TECHNOLOGY
Cappitech has the technological power to manage, process and analyze trading data to provide customers with robust capabilities for hassle-free regulatory reporting and the ability to gain tangible business insights from their trading data. Unique in the industry, our full service regulatory platform – Capptivate™ – harnesses innovative technologies for this purpose. The Capptivate™ platform is a single hub that collects trade data for multiple reporting jurisdictions, while the unified analytics dashboard is used to monitor reporting status and audit-trail of past reports and provide pure transparency of all submitted transaction reports, regulatory messages and execution analysis.
For Best Execution market comparisons, Cappitech sources its market data from Refinitiv (formerly the Thomson Reuters Financial & Risk business) second by second, consolidated market data feeds across multiple asset classes and geographies.