Your data. Our Insights.
CAPPITECH CAN HELP YOU IMPROVE YOUR REPORTING QUALITY & COMPLIANCE KPIs
Insights allows compliance teams and risk managers to turn compliance into a competitive advantage. The product provides actionable information at-a-glance including the top reasons for rejections and drill-down data on late reports.
How it Works
Accessible via an intuitive dashboard, the product allows users to set Key Performance Indicators and benchmark their compliance reporting capabilities against the industry average. Cross-regulation, Insights provides comprehensive reporting across MIFIR, EMIR, MAS, Canadian and ASIC Derivative Reporting.
Advanced charting tools show a firm’s rejection and late reporting rates, allowing users to identify underlying problems in their processes, reduce errors and improve timeliness. Analytics include the top reasons for rejections; and whether rejections are from internal validations or the NCA. Data can be filtered by date, regulation, asset class or rejection type.
This tool complements Cappitech’s comprehensive set of solutions for regulatory reporting, Best Execution monitoring and regulatory intelligence solutions, enabling firms to meet their compliance requirements and gain a competitive edge.
HOW YOUR FIRM BENEFITS
- Focus on KPIs
Insights provides submission performance data that can be used to set KPIs for compliance teams in order to improve regulatory reporting
- Benchmark to Industry Average
Insights enables firms to compare their regulatory reporting to the industry average and stay a step ahead of peers
- Improve Reporting Insights provides detailed data and analysis that can be used to improve internal processes. Next-generation charting tools show the top rejection reasons or the timeliness of submissions at-a-glance, allowing firms to quickly resolve underlying systemic problems and improve their reporting capabilities.