Resources - Cappitech

Brochures

Strategic Approach to Reconciliation in Regulatory Reporting

Read our latest whitepaper where our experts deliver a comprehensive framework for transaction reporting reconciliation, highlighting the cr...

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Webinars

EMIR REFIT—One Year After Go-Live

Listen to Ron Finberg, Igor Kaplun and Andy Shanaghy discuss the EMIR REFIT’s one year anniversary, while also taking a look at the pr...

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Key regulatory reporting Highlights Q1 2025 Cappitech

Survey and Reports

Key Reg Reporting Highlights Q1 2025

Read about the latest news surrounding global regulatory regimes from our team as they explore topics such as EMEA reconciliation, APAC high...

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Webinars

Understanding SEC Rule 10c-1a: What you need to know before the go-live

Listen to our webinar replay where our Jonathan Tsang and Thomas Veneziano from Pirum provide updates on the SEC 10c-1a rule. Find out how i...

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Why you should reporting your vppas with Cappitech

Video

Guide to OTC Derivative Reporting of VPPAs

As technologies and regulations change, firms turn to third-party solutions to optimize their regulatory reporting. document.createElement('...

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Video

CSA Rewrite Go-Live: What you need to know

As technologies and regulations change, firms turn to third-party solutions to optimize their regulatory reporting. https://www.cappitech.co...

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Survey and Reports

Key Reg Reporting Highlights Q4 2024

Explore the topics that impacted Q4 2024 and explore what is coming in 2025 with our latest issue of Key Reg Reporting Highlights. Gain valu...

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Webinars

2025 Regulatory Reporting Horizon: What’s Next After a Busy 2024

Listen to our webinar replay where our Cappitech thought leaders provide updates on global regulation and essential tips for preparing and i...

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7th Global Regulatory Reporting Survey results Cappitech

Survey and Reports

7th Annual Cappitech Global Regulatory Reporting Survey 2024

Dive into the highly awaited results of the 2024 of Cappitech’s regulatory reporting survey. The report brings together the valuable f...

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Webinars

CSA Trade Reporting Rewrite: Impact & Analysis

Listen to our webinar replay for an incisive review of the CSA OTC derivatives trade reporting rewrite. Our panelists from Botsford Associat...

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Quarterly updates on Q3 2024 rep reporting industry

Survey and Reports

Key Reg Reporting Highlights Q3 2024

Stay ahead of the curve with our latest issue of Key Reg Reporting Highlights for Q3. Discover critical trends from our experts on topics su...

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Cappitech Consulting and SEC 10c-1a rule

Video

Cappitech Consulting and the SEC 10c-1a rule

As technologies and regulations change, firms turn to third-party solutions to optimize their regulatory reporting. https://www.cappitech.co...

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Cappitech regulatory reporting solutions

Video

Build vs Buy

As technologies and regulations change, firms turn to third-party solutions to optimize their regulatory reporting. https://www.cappitech.co...

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Webinars

Lessons Learned From EMIR REFIT Go-Live

Gain valuable insights from the April EMIR REFIT Go-Live from our webinar replay. Listen to our experts as they take a deep dive and discuss...

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Survey and Reports

Key Reg Reporting Highlights Q2 2024

Read about what is happening in regulatory reporting with our round up of updates and news. Written by our experts to provide insights and a...

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Webinars

SEC 10c-1a: Exploring the Future of Securities Lending

Gain insights into the SEC 10c-1a rule with our webinar replay. Listen to our panel of experts as they review the new rule, discuss implemen...

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Brochures

Cappitech Analytics Insights

Discover how the Cappitech analytics module can help you focus on key metrics and gain actionable insights and benchmarking based from you...

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Survey and Reports

Key Reg Reporting Highlights Q1 2024

Read about what is happening in regulatory reporting in 2024 with our latest round up of news from Cappitech and the industry. Our Key Reg R...

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Brochures

Consulting & Managed Services for Regulatory Reporting

As regulatory reporting increases in complexity, so do the needs of firms as they adapt to the changing regulations. At Cappitech we offer a...

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Webinars

EMIR REFIT: Bracing for the Finish Line

Gain insights with our EMIR REFIT webinar replay that covers the key challenges firms are facing as they approach the go-live date and how t...

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Survey and Reports

Q4 2023 Cappitech Newsletter

Gain valuable insights into regulatory reporting with our latest newsletter. Read about the latest from NoA, EMEA and APAC regions as our ex...

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Brochures

Guide to OTC Derivative Reporting of VPPAs

As the usage of Virtual Power Purchase Agreements grows in the renewable energy industry, firms must comply with the reporting obligations r...

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Webinars

Embracing a Proactive Approach on APAC Rewrites

With the many rewrites coming to the APAC region such as MAS and ASIC, we welcome you to listen to our webinar replay that explores the impo...

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Brochures

SEC 10c-1 Reporting Unveiled: Insights and tips for a successful implementation

Gain a comprehensive coverage of the new SEC 10c-1 rule with our latest brochure. Based on valuable feedback from our highly popular webinar...

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Webinars

2024 Regulatory Reporting Horizon: what to expect and how to prepare

Listen to one of this year’s most important webinars on reg reporting as Cappitech thought leaders discuss the broad concentration of ...

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Cappitech 6th Annual reg reporting survey

Survey and Reports

6th Annual Cappitech Global Regulatory Reporting Survey 2023

Read this year’s much-anticipated 2023 regulatory reporting survey results conducted by Cappitech. Gain insights from the comprehensiv...

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Webinars

SEC 10c-1: Navigating the Future of Securities Lending

Listen to our timely SEC 10c-1: Navigating the Future of Securities Lending webinar for our experts as they provide an overview of the regul...

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Video

Build vs Buy

As technologies and regulations change, firms turn to third-party solutions to optimize their regulatory reporting. https://www.cappitech.co...

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Brochures

ASIC Guidelines — Everything You Need To Know

If you have ASIC reporting obligations, our Guideline is essential reading for a robust preparation before the 21 October 2024 go live. Expl...

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Survey and Reports

Q3 2023 Cappitech Newsletter

Explore the regulatory reporting industries most important topics through out latest newsletter, written by our leading reg reporting expert...

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Video

Cappitech Rebrands – The Journey Continues

After a culmination of transformative changes over the last few years we are delighted to showcase Cappitech’s new video that encapsul...

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Survey and Reports

Q2 2023 Cappitech Newsletter

Read our Q2 2023 newsletter for the latest updates from our experts. Stay informed about the most recent regulatory reporting changes in the...

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Webinars

Data Quality & Reconciliation Under the EMIR REFIT and CFTC

Listen to our Data Quality & Reconciliation under EMIR REFIT and CFTC webinar as Cappitech experts examine data quality best practices, ...

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Brochures

Cappitech Reconciliation — Reconcile Your Trade and Transaction Data

Completeness and Controls around trade and transaction reporting is increasingly important to regulators. Read our latest brochure, which pr...

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Brochures

Trade & Transaction Reconciliation — Most Frequently Asked Questions

Read our latest brochure covering the importance of regulatory reconciliation as regulators increasing prioritize the quality of data being ...

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Video

EMIR REFIT — UTI Connect

Explore in this week’s Casual Conversation why UTI connect originally developed for SFTR will be replicated in the EMIR space to help clie...

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Video

EMIR REFIT — How Ready Are Firms?

Discover through Casual Conversations how firms are responding to the EMIR REFIT and preparations taking place as the go live date approache...

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Video

EMIR REFIT — The New UPI Field

Find out what the UPI is (Unique Product Identifier) through Casual Conversations, and its effect on OTC products as the REFIT to EMIR appro...

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Video

EMIR REFIT — EU & UK Divergence

Listen to Casual Conversations to learn the differences between the EU and UK EMIR REFIT go live dates and how firms will be effected when r...

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Webinars

Staying Ahead of the Game: Refreshing Your HKMA OTC Derivatives Reporting Process

Listen to Cappitech’s HKMA OTC Derivatives Reporting process webinar for a comprehensive overview of HKMA reporting requirements, key ...

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Webinars

EMIR REFIT — Industry Point of View

Listen to our EMIR REFIT – Industry Point of View on demand webinar where experts Ron Finberg, Tim Hartley and Sam North provide updat...

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Survey and Reports

Q1 2023 Cappitech Newsletter

Gain valuable insights from Cappitech’s Q1 2023 newsletter. Explore the latest topics affecting reg reporting such the EMIR REFIT and ...

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Webinars

ASIC OTC Derivative Reporting Regulatory Changes

Listen to our ASIC OTC Derivative Reporting webinar as our experts Ron Finberg, Shuwen Lin and Suthan Sathkuru provide updates on the coming...

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Brochures

EMIR REFIT and Streamlining Systems for Global Change

With significant changes coming to EMIR REFIT and other regimes around the world, many firms are struggling to find ways to streamline their...

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Brochures

North American Regulatory Reporting — Present and Future

Discover the lessons learned from the CFTC Rewrite, get updates on what to expect with Phase 2, SEC 10C-1, Canadian reporting and what an im...

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Webinars

EMIR REFIT — Top Challenges and How To Solve Them

Listen to our EMIR REFIT webinar as our team of experts Ron Finberg, Meg Francis and Alex Rhodes provide reporting updates on EMIR REFIT and...

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Survey and Reports

Q4 2022 Cappitech Newsletter

Explore the concerns and challenges of the regulatory reporting community with Cappitech’s Q4 2022 newsletter. Read updates from our teams...

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Webinars

2023 Regulatory Reporting Landscape

Discover key changes to global regulations including EMIR REFIT, CFTC Rewrite and JFSA reporting with this year’s end of year Regulato...

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Survey and Reports

5th Annual Cappitech Global Regulatory Reporting Survey 2022

Read the much-anticipated 2022 regulatory reporting survey results conducted by Cappitech. A comprehensive compilation of feedback on the in...

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Webinars

EMIR REFIT – A Drill Down on the New Standards

Listen to our panel of experts as they discuss the key changes to submission formats, position vs trade reporting, asset class specific chan...

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Brochures

EMIR Refit Guidelines

With the EMIR REFIT go-live date set for April 29 2024, it’s understandable that many firms are anxious to know how to prepare for the...

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Brochures

Trade Reconciliation for APAC Derivative Reporting – Why it’s Crucial Now

With regulatory reporting requirements changing over the next few years in the APAC region, the importance of a trusted partner who can prov...

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Brochures

A Better Solution to Your FPPA Reg Reporting

Discover our PPA reporting solutions and how they include the review of FPPA terms and converting them into regulatory reporting fields, sub...

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Brochures

ASIC Derivative Reporting for CFD Brokers in Australia

As a leader in CFD broker reporting our award winning solution integrates effortlessly with industry trading platforms and permits us to aut...

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Survey and Reports

Essential Guide for the CFTC rules rewrite

2022 is shaping up to be a busy year for U.S. trade reporting. The CFTC rewrite is set for its Phase 1 implementation on December 5, 2022 an...

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Survey and Reports

EMIR REFIT Survey Results

Read our recent survey results carried out jointly with WatersTechnology about the impact the EMIR REFIT is having on industry peers. Find o...

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Brochures

EMIR REFIT – Key Challenges and How to Solve them

EMIR Refit will mandate that significant changes be made to the way investment firms currently report their derivatives transactions to the ...

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Brochures

Navigating the Shifting Regulatory Landscape

As the burden of regulatory compliance becomes more costly and complex around the world, we deliver to our clients an all-in-one, best-in-cl...

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Webinars

CFTC & SEC Trade Reporting Updates

Listen to our panel of experts as they discuss the evolving U.S. trade reporting landscape in light of the CFTC rewrite, SBSR implementation...

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Video

Behind our platform’s success there is a dedicated commitment to our clients

Discover why our platform is the most comprehensive solution on the market with Struan Lloyd, head of sales at Global Regulatory Reporting S...

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Survey and Reports

Cross Jurisdiction Matrix

The cross jurisdiction matrix outlines 10 of the main characteristics per region that the Cappitech Solutions team supports. It is an ideal ...

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Survey and Reports

4th Annual Global Regulatory Reporting Survey

See results of IHS Markit’s fourth annual regulatory reporting survey. The survey examines 90 buy and sell-side companies. It identifi...

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Video

Is your firm prepared for the CFTC Rewrite?

See why 500+ firms trust us with their regulatory reporting for CFTC. Watch this short video about our award-winning reporting solution. htt...

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Case Studies

Industry collaboration and vendor engagement for successful SFTR implementation

Successful go live For our client, Day 1 expectations were high. Gratifyingly, it was very successful with a high percentage of matching fi...

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Webinars

EMIR REFIT Questions and Changes

The next update to EMIR’s reporting format arrives in 2023 with the implementations of new technical standards under REFIT. In this webina...

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Webinars

CFTC & SEC Trade Reporting Changes – The Road Ahead

Listen to our industry experts who discuss the technical, operational and business impacts of the CFTC rewrite for both SEC SBSR reporting a...

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Brochures

2021 Reporting Errors Brochure

We can strive to achieve perfect reporting, but errors are a part of life. Companies add new products and funds, staff turns over, and regul...

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Video

S&P Global Market Intelligence Cappitech

See why 550+ firms trust us with their regulatory reporting for regimes such as EMIR, MiFID, SFTR, CFTC, MAS and more. Watch this short vide...

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Survey and Reports

SFTR Post Implementation Survey

SFTR Inspires Firms to Consolidate Processes for Regulatory Reporting Regimes IHS Markit and Pirum Systems recently published the findings ...

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Webinars

MIFID II is Three Years Old. What We’ve Learned and Where’s it Headed? Webinar

In this joint IHS Markit & Duff & Phelps (Rebranded as Kroll in June 2021) webinar, we will review a number of errors and reporting ...

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Webinars

Preparing for SEC SBSR Reporting & CFTC Rules Rewrite Webinar

Listen to regulatory reporting experts from EY and IHS Markit to learn more about the upcoming US reporting changes. Through a fireside chat...

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Webinars

MAS OTC Derivative Reporting: The Final Sprint

The last phase of MAS OTC Derivative Transaction Reporting in Singapore takes effect on 1st October 2021. Listen to our joint webinar with D...

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Brochures

ASIC Derivative Reporting

ASIC (Australian Securities and Investments Commission) regulatory reporting requirements have been evolving since go-live in 2013. Under AS...

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Survey and Reports

Data Harmonization and Regulatory Reporting – The Holy Grail?

2021 is already shaping up to be a transformative year for regulatory trade and transaction reporting. With Dodd-Frank reporting hitting the...

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Brochures

2021 October 1 MAS OTC Derivative Reporting final phase – Are you ready?

The MAS OTC Derivative Reporting final phase will commence on 1 October 2021. All Capital Market Services License (CMSL) holder and Signific...

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Brochures

Build vs Buy

With the constant introduction of new regulations for financial organizations to comply with and the frequent updating of existing regulatio...

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Webinars

2021 MAS OTC Derivative Reporting: Preparing for the final phase

The last phase of MAS OTC Derivative Transaction Reporting in Singapore takes effect on 1 October 2021. In this webinar we discussed the rep...

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Webinars

Compliance in 2021, what your peers are focused on

After a challenging 2020, in this webinar we speak with industry insiders to learn how they approached compliance in 2020 and what they are ...

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Webinars

EMIR: Present & Future

EMIR has seen some significant changes in 2020 and we expect to see further iterations to the regulation coming in the future. During this w...

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Case Studies

Untangling Manual Fixes to MiFID II Reporting Requirements

The Cappitech Solution Cappitech offers a customised, software-as-a-service (SaaS) offering. This means that once the upfront customisation ...

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Case Studies

Vendor Switching Made Easy with Cappitech

The Solution The Cappitech platform seamlessly connects with trade reports from trading platforms such as EMSs and OMSs, and also supports o...

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Webinars

Brexit – the Final Chapter: What is Going to Happen to Financial Services?

As the end of the Brexit Transition Period draws near, questions are still being raised about what will happen to financial services. Listen...

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Survey and Reports

Regulatory reporting tools for Financial Services

Are you looking to improve your regulatory reporting? Is your transaction reporting process a mess? Growing regulatory demand calls for a ...

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Survey and Reports

The Essential Guide to MAS OTC Derivative Reporting

Learn how to become MAS compliant today! Put into effect in 2016, the MAS regulation entered its second phase in October 2019 which increase...

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Case Studies

Reporting Accurately as Regulation Evolves

The Cappitech Solution Step 1 – Review & Health check To support the broker, Cappitech initially provided a free review of their e...

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Video

WealthTech Talks – In conversation with Ronen Kertis, CEO Cappitech

Ronen Kertis, CEO of Cappitech speaks to Stephen Wall from The WealthMosaic in their ‘WealthTech Talks: In conversation with’ series.Dur...

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Survey and Reports

EMIR & MiFID II: Common Regulatory Reporting Problems & How to Solve Them

Are you making these 8 common reporting errors? At Cappitech, we provide regulatory reporting for over 100 financial services firms. Many of...

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Webinars

MiFID II & EMIR Reporting for the Buyside – Do’s and Don’ts

This joint webinar with AIMA reviews a number of errors and reporting problems fund companies face in their day to day transaction reporting...

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Webinars

What are Your Reporting Obligations Under SFTR?

Industry experts share SFTR insights. As SFTR is a new regulation, there are many questions on how and what to report under this regime. Lis...

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Webinars

MAS OTC Derivative Reporting

MAS Reporting Made Simple. Singapore’s MAS Derivative Reporting is set to expand the companies under scope that will become obligated ...

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Webinars

OPENING PANDORA’S BOX: MIFID II’s RTS 28 REPORTS

Juicy Insights from Recently Published RTS 28 Reports While 2017 RTS 28 report publications were completed on a best efforts basis, for the ...

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Webinars

MiFID II for the Buy Side: What’s in it For You?

Capitalise on your trading data required for compliance. Are you investing time and resources into complying with MiFID II and seeing little...

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Webinars

Is Your MiFID II Reporting Ready for the Challenges of 2019?

Prepare for the major upcoming regulatory changes. With many regulatory changes on the horizon, one of the most pressing questions is what t...

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Webinars

MiFID II: 10 Common Reporting Errors & How to Solve Them

Improve your MiFID II Reporting with these 10 insights. With two years of MiFID II under way, there is a lot we can learn about what are the...

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Video

LAST CALL FOR SMCR COMPLIANCE WORKING GROUPS

Finance Magnates London Summit 2019, Compliance Track organised by Cappitech Staying ahead of ever-changing regulations and adapting busines...

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Video

MIFID II MATURES COMPLIANCE WORKING GROUPS 1

While MiFID II/MiFIR have been the cornerstone of the EU’s regulation of financial markets, making them more efficient and transparent...

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Video

Cappitech discussing technology trends in fintech

Ronen Kertis, CEO of Cappitech, discusses top three technology trends in post trade reporting sector such as cloud computing, blockchain and...

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Video

EMIR Reporting Outsourcing vs In-House Solution

When dealing with EMIR reporting, compliance officers are faced with the dilemma of building an in-house solution or purchasing an existing ...

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Survey and Reports

10 Best Practices for Compliance KPI Management

The Simple Way to Compliance Excellence Wouldn’t you like to use your trading data to help grow your business and improve returns? Downloa...

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Survey and Reports

A Practical Guide to SFTR Reporting

Get a head start on SFTR regulation Once SFTR is phased in, investment firms and credit unions will be required to report on day one, while...

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Video

Compliance KPIs on the Cappitech Dashboard

Learn how you can track and review your compliance performance and KPIs, monitor improvement trends and benchmark your performance against y...

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Brochures

Cappitech Reconciliation Brochure

Automate your reconciliation process and derive real business value. Under MiFID II, reconciliation is mandatory. But reconciling does not n...

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Explore Our Resources

Strategic Approach to Reconciliation in Regulatory Reporting

EMIR REFIT—One Year After Go-Live

Key Reg Reporting Highlights Q1 2025

Understanding SEC Rule 10c-1a: What you need to know before the go-live

Guide to OTC Derivative Reporting of VPPAs

CSA Rewrite Go-Live: What you need to know

Key Reg Reporting Highlights Q4 2024

2025 Regulatory Reporting Horizon: What’s Next After a Busy 2024

7th Annual Cappitech Global Regulatory Reporting Survey 2024

CSA Trade Reporting Rewrite: Impact & Analysis

Key Reg Reporting Highlights Q3 2024

Cappitech Consulting and the SEC 10c-1a rule

Build vs Buy

Lessons Learned From EMIR REFIT Go-Live

Key Reg Reporting Highlights Q2 2024

SEC 10c-1a: Exploring the Future of Securities Lending

Cappitech Analytics Insights

Key Reg Reporting Highlights Q1 2024

Consulting & Managed Services for Regulatory Reporting

EMIR REFIT: Bracing for the Finish Line

Q4 2023 Cappitech Newsletter

Guide to OTC Derivative Reporting of VPPAs

Embracing a Proactive Approach on APAC Rewrites

SEC 10c-1 Reporting Unveiled: Insights and tips for a successful implementation

2024 Regulatory Reporting Horizon: what to expect and how to prepare

6th Annual Cappitech Global Regulatory Reporting Survey 2023

SEC 10c-1: Navigating the Future of Securities Lending

Build vs Buy

ASIC Guidelines — Everything You Need To Know

Q3 2023 Cappitech Newsletter

Cappitech Rebrands – The Journey Continues

Q2 2023 Cappitech Newsletter

Data Quality & Reconciliation Under the EMIR REFIT and CFTC

Cappitech Reconciliation — Reconcile Your Trade and Transaction Data

Trade & Transaction Reconciliation — Most Frequently Asked Questions

EMIR REFIT — UTI Connect

EMIR REFIT — How Ready Are Firms?

EMIR REFIT — The New UPI Field

EMIR REFIT — EU & UK Divergence

Staying Ahead of the Game: Refreshing Your HKMA OTC Derivatives Reporting Process

EMIR REFIT — Industry Point of View

Q1 2023 Cappitech Newsletter

ASIC OTC Derivative Reporting Regulatory Changes

EMIR REFIT and Streamlining Systems for Global Change

North American Regulatory Reporting — Present and Future

EMIR REFIT — Top Challenges and How To Solve Them

Q4 2022 Cappitech Newsletter

2023 Regulatory Reporting Landscape

5th Annual Cappitech Global Regulatory Reporting Survey 2022

EMIR REFIT – A Drill Down on the New Standards

EMIR Refit Guidelines

Trade Reconciliation for APAC Derivative Reporting – Why it’s Crucial Now

A Better Solution to Your FPPA Reg Reporting

ASIC Derivative Reporting for CFD Brokers in Australia

Essential Guide for the CFTC rules rewrite

EMIR REFIT Survey Results

EMIR REFIT – Key Challenges and How to Solve them

Navigating the Shifting Regulatory Landscape

CFTC & SEC Trade Reporting Updates

Behind our platform’s success there is a dedicated commitment to our clients

Cross Jurisdiction Matrix

4th Annual Global Regulatory Reporting Survey

Is your firm prepared for the CFTC Rewrite?

Industry collaboration and vendor engagement for successful SFTR implementation

EMIR REFIT Questions and Changes

CFTC & SEC Trade Reporting Changes – The Road Ahead

2021 Reporting Errors Brochure

S&P Global Market Intelligence Cappitech

SFTR Post Implementation Survey

MIFID II is Three Years Old. What We’ve Learned and Where’s it Headed? Webinar

Preparing for SEC SBSR Reporting & CFTC Rules Rewrite Webinar

MAS OTC Derivative Reporting: The Final Sprint

ASIC Derivative Reporting

Data Harmonization and Regulatory Reporting – The Holy Grail?

2021 October 1 MAS OTC Derivative Reporting final phase – Are you ready?

Build vs Buy

2021 MAS OTC Derivative Reporting: Preparing for the final phase

Compliance in 2021, what your peers are focused on

EMIR: Present & Future